193
13
Problem Seeking before
Problem Solving
Vulnerability Assessment*
ARE YOU FEELING VULNERABLE? BE AFRAID, BE VERY AFRAID
A vulnerability analysis is an in-depth analysis of the building functions, systems, and site characteristics
to identify the building weaknesses and need for protection. The goal is to determine proactive and
preventative actions to reduce the weaknesses to the expected threats or hazards. A vulnerability
analysis should be performed for the existing built environment, and the results and ndings integrated
into the design for new construction or renovation of buildings (FEMA 426, 2003, pp. 1–24).
The third step in the risk assessment process is to prepare a vulnerability assessment of the
assets that can be affected by a threat or a natural hazard (see Figure 13.1). Vulnerability is dened
as any weakness that can be exploited by an aggressor, or natural disaster event, to make an asset
susceptible to loss or damage. A vulnerability assessment is an in-depth analysis of the building
functions, systems, and site characteristics. The assessment identies building weaknesses and
the lack of redundancy that can increase potential damage resulting from man-made or natural
disasters. During this step, an analysis of the assets will begin based on:
• Identied threat/hazard
• Criticality of your assets
• Level of protection you have chosen (i.e., your willingness or unwillingness to accept risk)
*
Portions of the text in this chapter consist of articles and other publications previously written by the author including
possible portions found in the following Wiley publications: Architectural Graphics Standards, 10th edition, Ramsey/
Hoke, The American Institute of Architects, John Wiley & Sons, ISBN: 0471348163, 2000. Security Planning and
Design: A Guide for Architects and Building Design Professionals, J.A. Demkin, The American Institute of Architects,
John Wiley & Sons, ISBN: 0471271567, 2004. We offer special thanks to the American Institute of Architects and John
Wiley & Sons for permission to reproduce common content in this work.
CONTENTS
Are You Feeling Vulnerable? Be Afraid, Be Very Afraid ............................................................... 193
Identifying the Layers of Defense (Step 3: Task 3.1) .................................................................... 194
Understanding Redundancy Factors (Step 3: Task 3.2) ................................................................. 199
Cost Implications of Redundancy, Hardening, and Vulnerability ............................................. 200
Other Factors Affecting Vulnerabilities .....................................................................................200
Conducting the Site Inspection (Step 3: Task 3.3) ......................................................................... 201
Preparing a Vulnerability Portfolio (Step 3: Task 3.4) ................................................................... 201
Determining the Vulnerability Rating (Step 3: Task 3.5) ...............................................................202
Scale for Vulnerability Rating ................................................................................................... 202
What Kind of Factors Should Be Considered to Protect against Terrorism? .................................202
Summary ........................................................................................................................................204
References ......................................................................................................................................205
194 21st Century Security and CPTED
The vulnerability assessment process involves the following tasks:
• Understanding the layers of defense
• Understanding redundancy factors
• Conducting the site inspection
• Preparing a vulnerability portfolio
• Determining the vulnerability rating
IDENTIFYING THE LAYERS OF DEFENSE (STEP 3: TASK 3.1)
The layers of defense is a traditional approach to security design and CPTED, and uses concentric
circles extending out from the building or asset that requires protection into the site and surrounding
area. They can be seen as demarcation points for different security strategies. Identifying the layers
of defense early in the assessment process will help you to understand better the assets that require
protection and determine your mitigation options (see Figure 13.2).
First layer of defense: This involves understanding the characteristics of the surrounding area,
including construction type, occupancies, and the nature and intensity of adjacent activities. It is
specically concerned with buildings, installations, and infrastructure outside the site perimeter. It
is essential to understand the interdependencies and distance that separate your building and off-site
facilities. Off-site facilities can include:
• Landmarks and iconic buildings
• Law enforcement, re departments, and hospital buildings
• Federal facilities
• Embassies
• Key commercial properties
• HazMat storage areas and chemical manufacturing plants
• Transportation (roads, avenues of approach, bridges, railroads, tunnels, airports, and ports)
• Telecommunications and utility services
Step 1: Threat identification and rating
Step 2: Asset value assessment
Step 3: Vulnerability assessment
Tasks:
3.1 Understanding the layers
of defense
3.2 Understanding redundancy
factors
3.3 Conducting the site
inspection
3.4 Preparing a vulnerability
portfolio
3.5 Determining the
vulnerability rating
Step 4: Risk assessment
Step 5: Consider mitigation options
FIGURE 13.1 Understanding the layers of defense. (From FEMA 452, Risk Assessment: A How-to Guide
to Mitigate Potential Terrorist Attacks against Buildings, Buildings and Infrastructure Protection Series,
July2010.)
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