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Investment Banking For Dummies, 2nd Edition
book

Investment Banking For Dummies, 2nd Edition

by Matthew Krantz, Robert R. Johnson
July 2020
Beginner
400 pages
11h 12m
English
For Dummies
Content preview from Investment Banking For Dummies, 2nd Edition

Chapter 15

Knowing the Rules

IN THIS CHAPTER

check Getting an understanding for the goals of financial regulation

check Finding out how the rules have evolved through time

check Coming to terms with the common rules imposed on investment banks

check Seeing how investment banking regulation changed after the financial crisis

check Finding out about the rules on investment analysts

check Finding out why regulation may be ineffective

Some people would say investment banking is a highly regulated industry, while others would contend that it isn’t regulated nearly enough, and more government oversight is warranted. The financial crisis of 2007 and 2008 refocused debate on the role of regulation and the perceived failure of oversight to prevent the near meltdown of the financial system and subsequent global recession. But memories are short and many of the laws passed in the wake of the crisis are being reassessed and weakened. ...

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Publisher Resources

ISBN: 9781119658597Purchase book