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Regulation A+: How the JOBS Act Creates Opportunities for Entrepreneurs and Investors by Robert R. Kaplan Jr., Dinesh Gupta, Paul M. Getty

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APPENDIX B

Current Guidance from SEC

Appendix B provides critical information on how the SEC intends to apply Regulation A in everyday scenarios. Often, federal regulatory agencies provide detailed rules like we see with Regulation A, but, given their complexity and interplay with other regulations, agencies will also provide informal guidance as to how they read their rules or intend to apply them.

Compliance and Disclosure Interpretations – Securities Act Rules; Regulation A1

Section182. Rules 251 to 263 [June 23, 2015]

Question 182.01

Question: Where an issuer elects to nonpublicly submit a draft offering statement for staff review pursuant to Rule 252(d) of Regulation A before publicly filing its Form 1A, Item 15 (Additional Exhibits) of ...

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