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Regulation A+: How the JOBS Act Creates Opportunities for Entrepreneurs and Investors by Robert R. Kaplan Jr., Dinesh Gupta, Paul M. Getty

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APPENDIX D

OTCQX/OTCQB Listing Requirements and On-Ramp Guides

The secondary market for Regulation A securities has a way to go in maturation and sophistication, but important players to stimulating that growth have already entered the fray. Here you find information on one such venue for trading these securities—OTC Markets.

Regulation A+ On Ramp Guide to OTCQB

The SEC recently adopted new rules under Regulation A, known as Regulation A+, that allow companies to raise capital more efficiently and create liquidity for their investors. OTC Markets Group’s OTCQB Venture Marketplace enables development stage companies not yet ready to qualify for the higher financial standards of OTCQX to provide a transparent public trading market for their investors. ...

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