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Series 7 Exam For Dummies, 4th Edition
book

Series 7 Exam For Dummies, 4th Edition

by Steven M. Rice
March 2019
Intermediate to advanced
432 pages
14h 17m
English
For Dummies
Content preview from Series 7 Exam For Dummies, 4th Edition

Part 4

Taking Care of Your Customers and Playing by the Rules

IN THIS PART …

Review customers’ accounts and also monitor market conditions that can affect their investments.

Familiarize yourself with the markets where securities trade.

Get an overview of income tax breaks and learn to distinguish long-term from short-term capital gains and losses for income tax purposes.

Review the essential rules for the care and protection of your customers’ accounts.

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Publisher Resources

ISBN: 9781119545040Purchase book