June 2024
Beginner
416 pages
13h 20m
English
Content preview from SIE Exam 2025/2026 For Dummies, 4th Edition
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Part 2
Starting at the Beginning: Basic Security Investments
IN THIS PART …
- Get familiar with basic securities — stocks and bonds, including municipal securities — that form the foundation of an investor’s portfolio.
- Review the registration procedure that securities go through before they can be sold to the public and find out which securities are exempt from registration.
- Distinguish common stock from preferred stock, corporate bonds from U.S. bonds, and municipal bonds from general obligation bonds.
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