Understanding Information Retrieval Systems

    14 Records Compliance and        Risk Management

Bradley J. Wiles

CONTENTS

Introduction

Records Compliance

Risk Management

Records Compliance and Risk Management in Combination

Conclusion

Acknowledgments

References

Bibliography

INTRODUCTION

The concepts of compliance and risk management have been applied to various methods and strategies of business operations in a wide variety of industries over the past several decades.^[1] This entry identifies banking, investment firms, and insurance companies as being particularly sensitive to managing risk and maintaining compliance to ensure sound business management. Minimizing risk and meeting various ...