APPENDIX C
Public Statements of Commissioners at Open Meeting to Adopt Regulation A+
Appendix C contains the comments of the Commissioner of the SEC, presented and made a part of the public record at the hearing adopting the new rules for Regulation A. These give valuable insights into the history of Regulation A, the issues the SEC sought to address and how the SEC views balancing the priorities of facilitating the marketplace with investor protection.
The following are the transcribed public statements of the Commissioners of the SEC at the Open Meeting held March 25, 2015 to adopt the Amendments to Regulation A.
Statement at Open Meeting on Rule 15b9-1 and Reg A+
Chair Mary Jo White
March 25, 2015
Good morning. This is an open meeting of ...
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