This appendix provides information from the North American Securities Administrators Association on their Coordinated Review Program for Regulation A securities.
Note We have made reference throughout the book to the interplay of state securities law. Detailed examination of this aspect of the regulatory landscape is beyond the scope of this book. We have, however, provided a basic survey of the state registration requirements for Reg A securities (see the Source Code/Downloads section at http://www.apress.com/9781430257318).
NASAA Coordinated Review of Regulation A Offerings Review Protocol
Adopted March 7, 2014
- Applicants ...