GLOSSARYG

Glossary

1933 Act

See Securities Act of 1933.

1934 Act

See Securities Exchange Act of 1934.

After-Market Performance

The price appreciation (or depreciation) in publicly traded offerings is measured from the offering price going forward.

Aftermarket

Trading in a security subsequent to its offering is called the aftermarket.

All-Or-None

A specific type of a best efforts underwriting. If the underwriter can’t sell all of the shares being offered, none of the shares will be offered, and the offering will be cancelled.

Alternative Trading System (ATS)

A trading system, platform, or venue, not registered as a National Exchange and regulated by the SEC under Regulation ATS.

Amendment

A subsequent filing or disclosure in a prospectus or ...

Get Regulation A+: How the JOBS Act Creates Opportunities for Entrepreneurs and Investors now with the O’Reilly learning platform.

O’Reilly members experience books, live events, courses curated by job role, and more from O’Reilly and nearly 200 top publishers.