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Series 7 Exam For Dummies, Premier Edition with CD, 2nd Edition by Steven M. Rice

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About the Series 7 Exam

Congratulations on your interest in becoming a stockbroker! But before you can lose yourself in the energy of the office, the eager voices of your clients, and the warm glow of success, you have to face the Series 7. Here, you can find out what you need to know about this exam, including how it’s set up, how to register, how the test is scored, and more.

What Is the Series 7 Exam, Anyway?

The Series 7 exam qualifies you to hold the title General Securities Registered Representative (stockbroker), to sell many different types of securities, and to hopefully make stacks of money for your clients (and a bit for yourself). Individuals who earn their license by passing the Series 7 exam are qualified to solicit, purchase, and/or sell securities products, including the following:

check.png Corporate stocks and bonds

check.png Municipal bonds

check.png U.S. government bonds

check.png Options

check.png Direct participation programs (limited partnerships)

Investment-company securities

Variable contracts

The exam’s ...

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