December 2018
Beginner
384 pages
9h 53m
English
Chapter 5
IN THIS CHAPTER
Getting up to speed on your duties and responsibilities
Knowing why clients are often confused about what financial advisors do
Examining federal and state rules and regulations
Becoming familiar with how the industry governs itself
Checking out what’s in store for the future of the industry
The financial advisory industry today is at an evolutionary inflection point. Change is in the air, and it’s being driven by three primary forces: