481
9
Control of Foam in
Waterborne Latex
Paints and Varnishes
9.1 INTRODUCTION
Paints make an important contribution to both the preservation and aesthetics of
many different types of artifacts. They are applied to an enormous range of sub-
strates ranging from various metals, woods, and plaster to paper. Traditionally many
types of paints have been formulated to consist of solid pigment particles and “bind-
ers,” dispersed in volatile non-aqueous solvents. After application, the solvent evapo-
rates leaving the binder to coat the substrate with a coherent lm containing the
dispersed pigment. However, such solvents are usually classied as “volatile organic
compounds” (VOCs), which are known to represent environmental hazards. Some
solvents are known carcinogens, the vapors of others are known greenhouse gases,
and most contribute to the formation of excessive tropospheric ozone levels (through
an ultraviolet-induced chain of reactions with oxides of nitrogen). In consequence,
legislation in many countries has been introduced that seeks to minimize the use of
VOCs [1].
The industrial reaction to this situation is one of compliance, with an increasing
use of waterborne paint formulations based on the use of “synthetic latices” as bind-
ers especially in paints for domestic application. Such latices are usually polymeric
colloids, of volume fraction from 0.2 to 0.5, dispersed in aqueous surfactant solution,
prepared by a process of emulsion polymerization. These dispersions have a slightly
turbid appearance, often with a low viscosity of order 1 mPa s. The latices can be
readily prepared as near-monodisperse colloids.
The preparation of waterborne latices by emulsion polymerization usually employs
polymerization in aqueous micellar surfactant solutions. The simplest manifestation
of the process involves the presence in an aqueous medium of emulsied mono-
mer drops, micellar surfactant, and a water-soluble polymerization (free-radical)
initiator. A combination of monomers is often used, exemplied by combinations
of compounds such as methyl methacrylate, butyl acrylate, and styrene. Typically
monomers have only slight water solubility. The classic qualitative picture of this
process was described by Harkins [2] more than 60 years ago. A schematic of that
process is shown in Figure 9.1. The key step is solubilization of the monomers in
the micelles where polymerization is initiated. Both the low solubility of the mono-
mer and the relatively low surface area of the monomer emulsion drops means that
initiation of polymerization is essentially conned to the micelles. Polymerization
now proceeds as more monomer is transported to the swelling micelles from the
482 The Science of Defoaming: Theory, Experiment and Applications
monomer emulsion drops. Eventually the solubilization capacity of the micelles is
exceeded whereupon they are transformed into colloidal polymer–monomer particu-
late nuclei stabilized by adsorbed surfactant. No further nuclei form. However, trans-
port of monomer to the existing nuclei continues from the monomer emulsion drops.
The nuclei continue to grow into particles of colloidal dimensions (~100–500 nm)
until the monomer drops disappear. A scanning electromicrograph of a typical latex
that results from this process is shown in Figure 9.2. At this stage any further poly-
merization concerns only the monomer present in the colloidal particles. Presumably
the low polydispersity of the resulting latex derives at least in part from the low poly-
dispersity of the micellar incubator of the colloid. References [36] can be consulted
for more detailed accounts of emulsion polymerization.
Micelle with
solubilized
monomer +
polymer
Swelling colloidal
monomer + polymer
particle
(a)
(b
)
Monomer
Monomer
Monomer
FIGURE 9.1 Schematic illustration of model of emulsion polymerization by Harkins.
(a) Emulsied monomer supplies monomer to micelles where polymerization is initiated.
(b) Process continues as micelles transformed into colloidal particles, which continue to swell
until emulsied monomer entirely consumed. (From Harkins, W.D., J. Am. Chem. Soc., 69,
1428, 1947.)

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