List of Exhibits
Exhibit 1.1: Investment Company Total Net Assets (in $billions) by Type
Exhibit 1.2: SPY Price Spread Example
Exhibit 1.3: ETF Market Participants
Exhibit 1.4: ETF Description (DES), Holdings
Exhibit 1.5: Number of ETFs and Assets both in the United States and Globally
Exhibit 1.6: Fund Search Screen
Figure 1.7: Funds Launched and Closed per Year and Current AuM
Exhibit 1.8: Bloomberg Closed Funds Screen
Exhibit 1.9: ETF Breakdown by Volume Bucket and Age since Inception
Exhibit 1.10: Breakdown of U.S. Mutual Fund Assets; Percentage by Type of Fund, Year-End 2011
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