Whistleblowers: Incentives, Disincentives, and Protection Strategies

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Appendix Two

SEC Form TCR—Tip, Complaint or Referral

Copies of this form are available at www.sec.gov/about/forms/formtcr.pdf.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

FORM TCR TIP, COMPLAINT OR REFERRAL

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