Appendix B. Glossary

12B–1 FeesMarketing and distribution fees associated with mutual funds. Both load and no-load funds can have 12B-1 fees associated with them.

ACHThe Automated Clearing House (ACH) network for financial transactions and movement of money from one institution to another.

active portfolio managementA portfolio strategy that utilizes a manager or management team along with available information that seeks to outperform an applicable benchmark or index.

APAMAllocation Plus Asset Management (APAM) Company was the asset management firm owned by Bradford C. Bleidt.

asset allocationA strategy involving the utilization of various asset classes in order to reduce risk.

asset managementThe use of a professional to collectively oversee ...

Get Who Can You Trust With Your Money?: Get the Help You Need Now and Avoid Dishonest Advisors now with O’Reilly online learning.

O’Reilly members experience live online training, plus books, videos, and digital content from 200+ publishers.