book

Audit Planning: A Risk-Based Approach

by K. H. Spencer Pickett

August 2013

Intermediate to advanced

304 pages

7h 3m

English

Wiley

Read now

Unlock full access

INTRODUCTIONRISK-BASED AUDIT-PLANNING MODEL: PHASE ONERISK-BASED AUDIT-PLANNING MODEL: PHASE TWORISK-BASED AUDIT-PLANNING MODEL: PHASE THREERISK-BASED AUDIT-PLANNING MODEL: PHASE FOURRISK-BASED AUDIT PLANNING MODEL: FINALSUMMARYNOTES
INTRODUCTIONBASIC PLANNING MODEL: PHASE ONEBASIC PLANNING MODEL: PHASE TWOBASIC PLANNING MODEL: PHASE THREEBASIC PLANNING MODEL: PHASE FOURBASIC PLANNING MODEL: FINALSUMMARYNOTES

INTRODUCTIONCORPORATE RISK REGISTER MODEL: PHASE ONECORPORATE RISK REGISTER MODEL: PHASE TWOCORPORATE RISK REGISTER MODEL: PHASE THREECORPORATE RISK REGISTER MODEL: PHASE FOURCORPORATE RISK REGISTER MODEL: FINALSUMMARYNOTES
INTRODUCTIONANNUAL AUDIT-PLANNING MODEL: PHASE ONEANNUAL AUDIT-PLANNING MODEL: PHASE TWOANNUAL AUDIT-PLANNING MODEL: PHASE THREEANNUAL AUDIT-PLANNING MODEL: PHASE FOURANNUAL AUDIT-PLANNING MODEL: FINALSUMMARYNOTES
INTRODUCTIONENGAGEMENT PLANNING MODEL: PHASE ONEENGAGEMENT PLANNING MODEL: PHASE TWOENGAGEMENT PLANNING MODEL: PHASE THREEENGAGEMENT PLANNING MODEL: PHASE FOURENGAGEMENT PLANNING MODEL: FINALSUMMARYNOTES
INTRODUCTIONPROJECT MANAGEMENT PLANNING MODEL: PHASE ONEPROJECT MANAGEMENT PLANNING MODEL: PHASE TWOPROJECT MANAGEMENT PLANNING MODEL: PHASE THREEPROJECT MANAGEMENT PLANNING MODEL: PHASE FOURPROJECT MANAGEMENT PLANNING MODEL: FINALSUMMARYNOTES
INTRODUCTIONRISK FOCUS MODEL: PHASE ONERISK FOCUS MODEL: PHASE TWORISK FOCUS MODEL: PHASE THREERISK FOCUS MODEL: PHASE FOURRISK FOCUS MODEL: FINALSUMMARYNOTES
INTRODUCTIONHOLISTIC RISK-BASED AUDIT PLANNING MODEL: PHASE ONEHOLISTIC RISK-BASED AUDIT PLANNING MODEL: PHASE TWOHOLISTIC RISK-BASED AUDIT PLANNING MODEL: PHASE THREEHOLISTIC RISK-BASED AUDIT PLANNING MODEL: PHASE FOURHOLISTIC RISK-BASED AUDIT PLANNING MODEL: FINALSUMMARYNOTES
ASSESSING THE RBAP COMPONENT CHECKLIST

Content preview from Audit Planning: A Risk-Based Approach

PREFACE

Auditing New Horizons is a new series of short books aimed primarily at internal auditors, but this series will also be useful to external auditors, compliance teams, financial controllers, consultants, and others involved in reviewing governance, risk, and control systems. Likewise, the books should be relevant to executives, managers, and staff as they are increasingly being asked to review their systems of internal control and ensure that there is a robust risk management process in place in all types of organizations. Each book provides a short account of important issues and concepts relevant to the audit and review community. The series will grow over the years, and John Wiley and Sons, Inc., is working alongside the Institute of Internal Auditors, Inc., to ensure that each new title reflects both current and emerging developments. The framework for Auditing New Horizons is illustrated in Figure P.1.

Figure P.1 The Auditing New Horizon Book Series

images

Each book in the series contains eight key models that are developed throughout the relevant chapters and that can be employed to ensure that best practice pointers can be assessed for their impact on current practice. Some of the titles establish important frameworks for the audit function, while others are more concerned with how to deliver the audit product within the defined framework. The books also contain checklists ...