Once you have Tomcat up and running, you will likely want to do some performance tuning so that it serves requests more efficiently on your computer. In this chapter, we give you some ideas on performance tuning the underlying Java runtime and the Tomcat server itself.
Decide what needs to be measured.
Decide how to measure.
Understand the implications of what you learned.
Modify the configuration in ways that are expected to improve the measurements.
Measure and compare with previous measurements.
Go back to step 4.
Note that, as shown, there is no "exit from loop" clause—perhaps a representative of real life. In practice, you will need to set a threshold below which minor changes are insignificant enough that you can get on with the rest of your life. You can stop adjusting and measuring when you believe you're close enough to the response times that satisfy your requirements.
To decide what to tune for better performance, you should do something like the following.
Set up your Tomcat on a test computer as it will be in your production environment. Try to use the same hardware, the same OS, the same database, etc. The more similar it is to your production environment, the closer you'll be to finding the bottlenecks that you'll have in your production setup.
On a separate machine, install and configure your load generator and the response tester software that you will use for load testing. If you run it on the same machine that Tomcat runs on, you will skew your test results, sometimes badly. Ideally, you should run Tomcat on one computer and the software that tests it on another. If you do not have enough computers to do that, then you have little choice but to run all of the software on one test computer, and testing it that way will still be better than not testing it at all. But, running the load test client and Tomcat on the same computer means that you will see lower response times that are less consistent when you repeat the same test.
Isolate the communication between your load tester computer and the computer you're running Tomcat on. If you run high-traffic tests, you don't want to skew the test data by involving network traffic that doesn't belong in your tests. Also, you don't want to busy computers that are uninvolved with your tests due to the heavy network traffic that the test will produce. Use a switching hub between your tester machine and your mock production server, or use a hub that has only these two computers connected.
Run some load tests that simulate various types of high-traffic situations that you expect your production server to have. Additionally, you should probably run some tests with higher traffic than you expect your production server to have so that you'll be better prepared for future expansion.
Look for any unusually slow response times and try to determine which hardware and/or software components are causing the slowness. Usually it's software, which is good news because you can alleviate some of the slowness by reconfiguring or rewriting software. In extreme cases, however, you may need more hardware, or newer, faster, and more expensive hardware. Watch the load average of your server machine, and watch the Tomcat logfiles for error messages.
In this chapter, we show you some of the common Tomcat things to tune, including web server performance, Tomcat request thread pools, JVM performance, DNS lookup configuration, and JSP precompilation. We end the chapter with a word on capacity planning.
Measuring web server performance is a daunting task, to which we shall give some attention here and supply pointers to more detailed works. There are far too many variables involved in web server performance to do it full justice here. Most measuring strategies involve a "client" program that pretends to be a browser but, in fact, sends a huge number of requests more or less concurrently and measures the response times.
You'll need to choose how to performance test and what exactly you'll test. For example, should the load test client and server software packages run on the same machine? We strongly suggest against doing that. Running the client on the same machine as the server is bound to change and destabilize your results. Is the server machine running anything else at the time of the tests? Should the client and server be connected via a gigabit Ethernet, or 100baseT, or 10baseT? In our experience, if your load test client machine is connected to the server machine via a link slower than a gigabit Ethernet, the network link itself can slow down the test, which changes the results.
Should the client ask for the same page over and over again, mix several different kinds of requests concurrently, or pick randomly from a large lists of pages? This can affect the server's caching and multithreading performance. What you do here depends on what kind of client load you're simulating. If you are simulating human users, they would likely request various pages and not one page repeatedly. If you are simulating programmatic HTTP clients, they may request the same page repeatedly, so your test client should probably do the same. Characterize your client traffic, and then have your load test client behave as your actual clients would.
Should the test client send requests regularly or in bursts? For benchmarking, when you want to know how fast your server is capable of completing requests, you should make your test client send requests in rapid succession without pausing between requests. Are you running your server in its final configuration, or is there still some debugging enabled that might cause extraneous overhead? For benchmarks, you should turn off all debugging, and you may also want to turn off some logging. Should the HTTP client request images or just the HTML page that embeds them? That depends on how closely you want to simulate human web traffic. We hope you see the point: there are many different kinds of performance tests you could run, and each will yield different (and probably interesting) results.
The point of most web load measuring tools is to request one or more resource(s) from the web server a certain (large) number of times, and to tell you exactly how long it took from the client's perspective (or how many times per second the page could be fetched). There are many web load measuring tools available on the Web—see http://www.softwareqatest.com/qatweb1.html#load for a list of some of them. A few measuring tools of note are the Apache Benchmark tool (ab, included with distributions of the Apache httpd web server at http://httpd.apache.org), Siege (see http://www.joedog.org/joedog/siege), and JMeter from Apache Jakarta (see http://jakarta.apache.org/jmeter).
Of those three load-testing tools, JMeter is the most featureful. It is implemented in pure multiplatform Java, sports a nice graphical user interface that is used for both configuration and load graphing, is very featureful and flexible for web testing and report generation, can be used in a text-only mode, and has detailed online documentation showing how to configure and use it. In our experience, JMeter gave the most reporting options for the test results, is the most portable to different operating systems, and supports the most features. But, for some reason, JMeter was not able to request and complete as many HTTP requests per second as ab and siege did. If you're not trying to find out how many requests per second your Tomcat can serve, JMeter works well because it probably implements all of the features you'll need. But, if you are trying to determine the maximum number of requests per second your server can successfully handle, you should instead use ab or siege.
If you are looking for a command-line benchmark tool, ab works wonderfully. It is only a benchmarking tool, so you probably won't be using it for regression testing. It does not have a graphical user interface, nor can it be given a list of more than one URL to benchmark at a time, but it does exceptionally well at benchmarking one URL and giving sharply accurate and detailed results. On most non-Windows operating systems, ab is preinstalled with Apache httpd, or there is an official Apache httpd package to install that contains ab, making the installation of ab the easiest of all of the web load-testing tools.
Siege is another good command-line (no GUI) web load tester. It does not come
preinstalled in most operating systems, but its build and install instructions are
straightforward and about as easy as they can be, and Seige's code is highly portable C
code. Siege supports many different authentication features and can perform benchmark
testing, regression testing, and also supports an "Internet" mode that attempts to more
closely simulate the load your webapp would get with many real users over the Internet.
With other, less featureful tools, there seems to be spotty support for webapp
authentication. They support sending cookies, but some may not support receiving them.
And, while Tomcat supports several different authorization methods (basic, digest, form,
and client-cert), some of these less featureful tools support only HTTP basic
authentication. Form-based authentication is testable with any tool that is able to submit
the form, which depends on whether the tool supports submitting a
POST HTTP request for the login form submission (JMeter,
ab, and siege each support sending
POST requests like this). Only some of them do. Being able to
closely simulate the production user authentication is an important part of performance
testing because the authentication itself is often a heavy weight operation and does
change the performance characteristics of a web site. Depending on which authentication
method you are using in production, you may need to find different tools that support
As this book was going to print, a new benchmarking software package became available: Faban (http://faban.sunsource.net). Faban is written in pure Java 1.5+ by Sun Microsystems and is open source under the CDDL license. Faban appears to be focused on nothing but careful benchmarking of servers of various types, including web servers. Faban is carefully written for high performance and tight timing so that any measurements will be as close as possible to the server's real performance. For instance, the benchmark timing data is collected when no other Faban code is running, and analysis of the data happens only after the benchmark has concluded. For best accuracy, this is the way all benchmarks should be run. Faban also has a very nice configuration and management console in the form of a web application. In order to serve that console webapp, Faban comes with its own integrated Tomcat server! Yes, Tomcat is a part of Faban. Any Java developers interested in both Tomcat and benchmarking can read Faban's documentation and source code and optionally also participate in Faban's development. If you are a Java developer, and you are looking for the most featureful, long-term benchmarking solution, Faban is probably what you should use. We did not have enough time to write more about it in this book, but luckily Faban's web site has excellent documentation.
The ab tool takes a single URL and requests it repeatedly in as many separate threads as you specify, with a variety of command-line arguments to control the number of times to fetch it, the maximum thread concurrency, and so on. A couple of nice features include the optional printing of progress reports periodically and the comprehensive report it issues.
Example 4-1 is an example running
ab. We instructed it to fetch the URL 100,000 times with a maximum
concurrency of 149 threads. We chose these numbers carefully. The smaller the number of
HTTP requests that the test client makes during the benchmark test, the more likely the
test client will give less accurate results because during the benchmark the Java VM's
garbage collector pauses make up a higher percentage of the total testing time. The
higher the total number of HTTP requests that you run, the less significant the garbage
collector pauses become and the more likely the benchmark results will show how Tomcat
performs overall. You should benchmark by running a minimum of 100,000 HTTP requests.
Also, you may configure the test client to spawn as many client threads as you would
like, but you will not get helpful results if you set it higher than the
maxThreads you set for your
Connector in your Tomcat's conf/server.xml file. By
default, it is set to
150. If you set your tester to
exceed this number and make more requests in more threads than Tomcat has threads to
receive and process them, performance will suffer because some client request threads
will always be waiting. It is best to stay just under the number of your
such as using 149 client threads.
Example 4-1. Benchmarking with ab
ab -k -n 100000 -c 149 http://
:8080This is ApacheBench, Version 2.0.40-dev <$Revision$> apache-2.0 Copyright 1996 Adam Twiss, Zeus Technology Ltd, http://www.zeustech.net/ Copyright 1997-2005 The Apache Software Foundation, http://www.apache.org/ Benchmarking tomcathost (be patient) Completed 10000 requests Completed 20000 requests Completed 30000 requests Completed 40000 requests Completed 50000 requests Completed 60000 requests Completed 70000 requests Completed 80000 requests Completed 90000 requests Finished 100000 requests Server Software: Apache-Coyote/1.1 Server Hostname: tomcathost Server Port: 8080 Document Path: / Document Length: 8132 bytes Concurrency Level: 149 Time taken for tests: 19.335590 seconds Complete requests: 100000 Failed requests: 0 Write errors: 0 Keep-Alive requests: 79058 Total transferred: 830777305 bytes HTML transferred: 813574072 bytes Requests per second: 5171.81 [#/sec] (mean) Time per request: 28.810 [ms] (mean) Time per request: 0.193 [ms] (mean, across all concurrent requests) Transfer rate: 41959.15 [Kbytes/sec] received Connection Times (ms) min mean[+/-sd] median max Connect: 0 1 4.0 0 49 Processing: 2 26 9.1 29 62 Waiting: 0 12 6.0 13 40 Total: 2 28 11.4 29 65 Percentage of the requests served within a certain time (ms) 50% 29 66% 30 75% 31 80% 45 90% 47 95% 48 98% 48 99% 49 100% 65 (longest request)
If you leave off the
-k in the
ab command line, ab will not use keep-alive
connections to Tomcat, which is less efficient because it must connect a new TCP socket
to Tomcat to make each HTTP request. The result is that fewer requests per second will
be handled, and the throughput from Tomcat to the client (ab) will
be smaller (see Example 4-2).
Example 4-2. Benchmarking with ab with keep-alive connections disabled
ab -n 100000 -c 149 http://
:8080/This is ApacheBench, Version 2.0.40-dev <$Revision$> apache-2.0 Copyright 1996 Adam Twiss, Zeus Technology Ltd, http://www.zeustech.net/ Copyright 1997-2005 The Apache Software Foundation, http://www.apache.org/ Benchmarking tomcathost (be patient) Completed 10000 requests Completed 20000 requests Completed 30000 requests Completed 40000 requests Completed 50000 requests Completed 60000 requests Completed 70000 requests Completed 80000 requests Completed 90000 requests Finished 100000 requests Server Software: Apache-Coyote/1.1 Server Hostname: tomcathost Server Port: 8080 Document Path: / Document Length: 8132 bytes Concurrency Level: 149 Time taken for tests: 28.201570 seconds Complete requests: 100000 Failed requests: 0 Write errors: 0 Total transferred: 831062400 bytes HTML transferred: 814240896 bytes Requests per second: 3545.90 [#/sec] (mean) Time per request: 42.020 [ms] (mean) Time per request: 0.282 [ms] (mean, across all concurrent requests) Transfer rate: 28777.97 [Kbytes/sec] received Connection Times (ms) min mean[+/-sd] median max Connect: 0 18 11.3 19 70 Processing: 3 22 11.3 22 73 Waiting: 0 13 8.4 14 59 Total: 40 41 2.4 41 73 Percentage of the requests served within a certain time (ms) 50% 41 66% 41 75% 42 80% 42 90% 43 95% 44 98% 46 99% 55 100% 73 (longest request)
To use siege to perform exactly the same benchmark, the command
line is similar, only you must give it the number of requests you want it to make
per thread. If you're trying to benchmark 100,000 HTTP requests,
with 149 concurrent clients, you must tell siege that each of the
149 clients needs to make 671 requests (as 671 requests times 149 clients approximately
equals 100,000 total requests). Give siege the
-b switch, telling siege that you're
running a benchmark test. This makes siege's client threads not
wait between requests, just like ab. By default,
siege does wait a configurable amount of time between requests,
but in the benchmark mode, it does not wait. Example 4-3 shows the
siege command line and the results from the benchmark
Example 4-3. Benchmarking with siege with keep-alive connections disabled
siege -b -r 671 -c 149
:8080** siege 2.65 ** Preparing 149 concurrent users for battle. The server is now under siege.. done. Transactions: 99979 hits Availability: 100.00 % Elapsed time: 46.61 secs Data transferred: 775.37 MB Response time: 0.05 secs Transaction rate: 2145.01 trans/sec Throughput: 16.64 MB/sec Concurrency: 100.62 Successful transactions: 99979 Failed transactions: 0 Longest transaction: 23.02 Shortest transaction: 0.00
Some interesting things to note about siege's results are the following:
The number of transactions per second that were completed by siege is significantly lower than that of ab. (This is with keep-alive connections turned off in both benchmark clients, and all of the other settings the same.) The only explanation for this is that siege isn't as efficient of a client as ab is. And that points out that siege's benchmark results are not as accurate as those of ab.
The throughput reported by siege is significantly lower than that reported by ab, probably due to siege not being able to execute as many requests per second as ab.
The reported total data transferred with siege is approximately equal to the total data transferred with ab.
ab completed the benchmark in slightly more than half the time that siege completed it in; however, we do not know how much of that time siege spent between requests in each thread. It might just be that siege's request loop is not as optimally written to move on to the next request.
For obtaining the best benchmarking results, we recommend you use
ab instead of siege. However, for other
kinds of testing when you must closely simulate web traffic from human users,
ab is not suitable because it offers no feature to configure an
amount of time to wait between requests. Siege does offer this
feature in the form of waiting a random amount of time between requests. In addition to
that, siege can request random URLs from a prechosen list of your choice. Because of
this, siege can be used to simulate human user load whereas
ab cannot. See the siege manual page (by
man siege") for more information about
JMeter can be run in either graphical mode or in text-only mode. You may run JMeter test plans in either mode, but you must create the test plans in graphical mode. The test plans are stored as XML configuration documents. If you need to change only a single numeric or string value in the configuration of a test plan, you can probably change it with a text editor, but it's a good idea to edit them inside the graphical JMeter application for validity's sake.
Before trying to run JMeter to run a benchmark test against Tomcat, make sure that you start JMeter's JVM with enough heap memory so that it doesn't slow down while it does its own garbage collection in the middle of trying to benchmark. This is especially important if you are doing benchmark testing in graphical mode. In the bin/jmeter startup script, there is a configuration setting for the heap memory size that looks like this:
# This is the base heap size -- you may increase or decrease it to fit your # system's memory availablity: HEAP="-Xms256m -Xmx256m"
It will make use of as much heap memory as you can give it; the more it has, the
less often it may need to perform garbage collection. If you have enough memory in the
machine on which you're running JMeter, you should change both of the
256 numbers to something higher, such as
512. It is important to do this first because this setting's
default could skew your benchmark test results.
To create a test plan for the benchmark, first run JMeter in graphical mode, like this:
JMeter's screen is laid out as a tree view on the left and a selection details panel on the right. Select something in the tree view and you can see the details of that item in the details panel on the right. To run any tests, you must assemble and configure the proper objects in the tree, and then JMeter can run the test and report the results.
To set up a benchmark test like the one we did above with both ab and siege, do this:
Right click on the
Thread Grouptree node and select
In the HTTP request details panel, change the
Web Serversettings to point to your Tomcat server and its port number, and change the
HTTP Requestsettings to the URI in your Tomcat installation that you would like to benchmark. For instance
Right click on the
Thread Grouptree node again and select
Generate Summary Results.
In the top pull-down menu, select
Save Test Plan asand type in the name of the test plan you wish to save. JMeter's test plan file extension is .jmx, which has an unfortunate similarity to the unrelated Java Management eXtension (JMX).
Figure 4-1 shows the JMeter GUI with the test plan, assembled and ready to run. The tree view is on the left, and the detail panel is on the right.
Once you are done building and saving your test plan, you are ready to run the
Exit from the top pull-down menu to exit from the graphical JMeter
application. Then, run JMeter in text-only mode on the command line to perform the
benchmark, like this:
bin/jmeter -n -t
tc-home-page-benchmark.jmxCreated the tree successfully Starting the test Generate Summary Results = 99979 in 71.0s = 1408.8/s Avg: 38 Min: 0 Max: 25445 Err: 0 (0.00%) Tidying up ... ... end of run
Notice that the requests per second reported by JMeter (an average of
1408.8 requests per second) is significantly lower than that
reported by both ab and siege, for the same
hardware, the same version of Tomcat, and the same benchmark. This demonstrates that
JMeter's HTTP client is slower than that of ab and
siege. You can use JMeter to find out if a change to your webapp,
your Tomcat installation, or your JVM, accelerates or slows the response times of web
pages; however, you cannot use JMeter to determine the server's maximum number of
requests per second that it can successfully serve because JMeter's HTTP client appears
to be slower than Tomcat's server code.
You may also graph the test results in JMeter. To do this, run JMeter in graphical mode again, then:
Open the test plan you created earlier.
In the tree view, select the
Generate Summary Resultstree node and delete it (one easy way to do this is to hit the delete key on your keyboard once).
Save your test plan under a new name; this time for graphical viewing of test results.
Graph Resultstree node.
Now, you're ready to rerun your test and watch as JMeter graphs the results in real time.
Again, make sure that you give the JMeter JVM enough heap memory so that it does not run its own garbage collector often during the test. Also, keep in mind that the Java VM must spend time graphing while the test is running, which will decrease the accuracy of the test results. How much the accuracy will decrease depends on how fast the computer you're running JMeter on is (the faster the better). But, if you're just graphing to watch results in real time as a test is being run, this is a great way to observe.
When you're ready to run the test, you can either select
Start from the top pull-down menu,
or you can hit Ctrl-R. The benchmark test will start again, but you will see the results
graph being drawn as the responses are collected by JMeter. Figure 4-2 shows the JMeter GUI graphing the test
You can either let the test run to completion or you can stop the test by hitting
Ctrl-. (hold down the Control key and hit the period key). If you stop the test early,
it will likely take JMeter some seconds to stop and reap all of the threads in the
Thread Group. To erase the graph before
restarting the test, hit Ctrl-E. You can also erase the graph in the middle of a running
test, and the test will continue on, plotting the graph from that sample onward.
Using JMeter to graph the results gives you a window into the running test so you
can watch it and fix any problems with the test and tailor it to your needs before
running it on the command line. Once you think you have the test set up just right, save
a test plan that does not
Graph Results, but has a
Generate Summary Results tree node so that you can
run it on the command line, and then save the test plan again under a new name that
conveys the kind of test it is and that it is configured to be run from the command
line. Use the results you obtain on the command line as the authoritative results.
Again, the ab benchmark tool gives you more accurate benchmark
results but does not offer as many features as JMeter.
JMeter also has many more features that may help you test your webapps in numerous ways. See the online documentation for more information about this great test tool at http://jakarta.apache.org/jmeter.
In the previous sections, you read about some HTTP benchmark clients. Now, we show a useful example in Tomcat that demonstrates a benchmark procedure from start to finish and also yields some information that can help you configure Tomcat so that it performs better for your web application.
We benchmarked all of Tomcat's web server implementations, plus Apache httpd standalone, plus Apache httpd's modules that connect to Tomcat to see how fast each configuration is at serving static content. For example, is Apache httpd faster than Tomcat standalone? Which Tomcat standalone web server connector implementation is the fastest? Which AJP server connector implementation is the fastest? How much slower or faster is each? We set out to answer these questions by benchmarking different configurations, at least for one hardware, OS, and Java combination.
Because benchmark results are highly dependent on the hardware they were run on, and on the versions of all software used at the time, the results can and do change with time. This is because new hardware is different, and new versions of each software package are different, and the performance characteristics of a different combination of hardware and/or software change. Also, the configuration settings used in the benchmark affect the results significantly. By the time you read this, the results below will likely be out-of-date. Also, even if you read this shortly after it is published, your hardware and software combination is not likely to be exactly the same as ours. The only way you can really know how your installation of Tomcat and/or Apache httpd will perform on your machine is to benchmark it yourself following a similar benchmark test procedure.
- JIO (
This is Tomcat's default connector implementation, unless the APR
Connector's libtcnative library is found at Tomcat startup time. It is also known as "Coyote." It is a pure Java TCP sockets server implementation that uses the
java.iocore Java network classes. It is a fully blocking implementation of both HTTP and AJP. Being written in pure Java, it is binary portable to all operating systems that fully support Java. Many people believe this implementation to be slower than Apache httpd mainly because it is written in Java. The assumption there is that Java is always slower than compiled C. Is it? We'll find out.
- APR (Apache Portable Runtime)
This is Tomcat's default connector implementation if you install Tomcat on Windows via the NSIS installer, but it is not the default connector implementation for most other stock installations of Tomcat. It is implemented as some Java classes that include a JNI wrapper around a small library named libtcnative written in the C programming language, which in turn depends on the Apache Portable Runtime (APR) library. The Apache httpd web server is also implemented in C and uses APR for its network communications. Some goals of this alternate implementation include offering a server implementation that uses the same open source C code as Apache httpd to outperform the JIO connector and also to offer performance that is at least on par with Apache httpd. One drawback is that because it is mainly implemented in C, a single binary release of this
Connectorcannot run on all platforms such as the JIO connector can. This means that Tomcat administrators need to build it, so a development environment is necessary, and there could be build problems. But, the authors of this
Connectorjustify the extra set up effort by claiming that Tomcat's web performance is fastest with this
Connectorimplementation. We'll see for ourselves by benchmarking it.
- NIO (
This is an alternate
Connectorimplementation written in pure Java that uses the
java.niocore Java network classes that offer nonblocking TCP socket features. The main goal of this
Connectordesign is to offer Tomcat administrators a
Connectorimplementation that performs better than the JIO
Connectorby using fewer threads by implementing parts of the
Connectorin a nonblocking fashion. The fact that the JIO
Connectorblocks on reads and writes means that if the administrator configures it to handle 400 concurrent connections, the JIO
Connectormust spawn 400 Java threads. The NIO
Connector, on the other hand, needs only one thread to parse the requests on many connections, but then each request that gets routed to a servlet must run in its own thread (a limitation mandated by the Java Servlet Specification). Since part of the request handling is done in nonblocking Java code, the time it takes to handle that part of the request is time that a Java thread does not need to be in use, which means a smaller thread pool can be used to handle the same number of concurrent requests. A smaller thread pool usually means lower CPU utilization, which in turn usually means better performance. The theory behind why this would be faster builds on a tall stack of assumptions that may or may not apply to anyone's own webapp and traffic load. For some, the NIO
Connectorcould perform better, and for others, it could perform worse, as is the case for the other
Alongside these Tomcat
Connectors, we benchmarked
Apache httpd in both prefork and worker Multi-Process Model (MPM)
build configurations, plus configurations of httpd prefork and
worker where the benchmarked requests were being sent from Apache
httpd to Tomcat via an Apache httpd
connector module. We benchmarked the following Apache httpd
This module is developed under the umbrella of the Apache Tomcat project. It began years before Apache httpd's mod_proxy included support for the AJP protocol (Tomcat's AJP
Connectorsimplement the server side of the protocol). This is an Apache httpd module that implements the client end of the AJP protocol. The AJP protocol is a TCP packet-based binary protocol with the goal of relaying the essentials of HTTP requests to another server software instance significantly faster than could be done with HTTP itself. The premise is that HTTP is very plain-text oriented, and thus requires slower, more complex parsers on the server side of the connection, and that if we instead implement a binary protocol that relays the already-parsed text strings of the requests, the server can respond significantly faster, and the network communications overhead can be minimized. At least, that's the theory. We'll see how significant the difference is. As of the time of this writing, most Apache httpd users who add Tomcat to their web servers to support servlets and/or JSP, build and use mod_jk mainly because either they believe that it is significantly faster than mod_proxy, or because they do not realize that mod_proxy is an easier alternative, or because someone suggested mod_jk to them. We set out to determine whether building, installing, configuring, and maintaining mod_jk was worth the resulting performance.
This is mod_proxy's AJP protocol connector support module. It connects with Tomcat via TCP to Tomcat's AJP server port, sends requests through to Tomcat, waits for Tomcat's responses, and then Apache httpd forwards the responses to the web client(s). The requests go through Apache httpd to Tomcat and back, and the protocol used between Apache httpd and Tomcat is the AJP protocol, just as it is with mod_jk. This connector became part of Apache httpd itself as of httpd version 2.2 and is already built into the httpd that comes with most operating systems (or it is prebuilt as a loadable httpd module). No extra compilation or installation is usually necessary to use it —just configuration of Apache httpd. Also, this module is a derivative of mod_jk, so mod_proxy_ajp's code and features are very similar to those of mod_jk.
This is mod_proxy's HTTP protocol connector support module. Like mod_proxy_ajp, it connects with Tomcat via TCP, but this time it connects to Tomcat's HTTP (web) server port. A simple way to think about how it works: the web client makes a request to Apache httpd's web server, and then httpd makes that same request on Tomcat's web server, Tomcat responds, and httpd forwards the response to the web client. All communication between Apache httpd and Tomcat is done via HTTP when using this module. This connector module is also part of Apache httpd, and it usually comes built into the httpd binaries found on most operating systems. It has been part of Apache httpd for a very long time, so it is available to you regardless of which version of Apache httpd you run.
- Desktop: Dual Intel Xeon 64 2.8Ghz CPU, 4G RAM, SATA 160G HD 7200RPM
This was a tower machine with two Intel 64-bit CPUs; each CPU was single core and hyperthreaded.
- Laptop: AMD Turion64 ML-40 2.2Ghz CPU, 2G RAM, IDE 80G HD 5400RPM
This was a laptop that has a single 64-bit AMD processor (single core).
Because one of the machines is a desktop machine and the other is a laptop, the
results of this benchmark also show the difference in static file serving capability
between a single processor laptop and a dual processor desktop. We are not attempting to
match up the two different CPU models in terms of processing power similarity, but
instead we benchmarked a typical dual CPU desktop machine versus a typical single
processor laptop, both new (retail-wise) around the time of the benchmark. Also, both
machines have simple
ext3 hard disk partitions on the
hard disks, so no LVM or RAID configurations were used on either machine for these
Both of these machines are x86_64 architecture machines, but their CPUs were designed and manufactured by different companies. Also, both of these machines came equipped with gigabit Ethernet, and we benchmarked them from another fast machine that was also equipped with gigabit Ethernet, over a network switch that supported gigabit Ethernet.
We chose to use the ApacheBench (ab) benchmark client. We wanted to make sure that the client supported HTTP 1.1 keep-alive connections because that's what we wanted to benchmark and that the client was fast enough to give us the most accurate results. Yes, we are aware of Scott Oaks's blog article about ab (read it at http://weblogs.java.net/blog/sdo/archive/2007/03/ab_considered_h.html). While we agree with Mr. Oaks on his analysis of how ab works, we carefully monitored the benchmark client's CPU utilization and ensured that ab never saturated the CPU it was using during the benchmarks we ran. We also turned up ab's concurrency so that more than one HTTP request could be active at a time. The fact that a single ab process can use exactly one CPU is okay because the operating system performs context switching on the CPU faster than the network can send and receive request and response packets. Per CPU, everything is actually a single stream of CPU instructions on the hardware anyway, as it turns out. With the hardware we used for our benchmarks, the web server machine did not have enough CPU cores to saturate ab's CPU, so we really did benchmark the performance of the web server itself.
We're testing Tomcat version 6.0.1 (this was the latest release available when we began benchmarking—we expect newer versions to be faster, but you never know until you benchmark it) running on Sun Java 1.6.0 GA release for x86_64, Apache version 2.2.3, mod_jk from Tomcat Connectors version 1.2.20, and the APR connector (libtcnative) version 1.1.6. At the time of the benchmark, these were the newest versions available—sorry we cannot benchmark newer versions for this book, but the great thing about well-detailed benchmarks is that they give you enough information to reproduce the test yourself. The operating system on both machines was Fedora Core 6 Linux x86_64 with updates applied via yum. The kernel version was 18.104.22.168.
Tomcat's JVM startup switch settings were:
-Xms384M -Xmx384M -Djava.awt.headless=true -Djava.net.preferIPv4Stack=true
Here is our Tomcat configuration for the tests: Stock conf/web.xml. Stock conf/server.xml, except that the access logger was not enabled (no logging per request), and these connector configs, which were enabled one at a time for the different tests:
<!-- The stock HTTP JIO connector. --> <Connector port="8080" protocol="HTTP/1.1" maxThreads="150" connectionTimeout="20000" redirectPort="8443" /> <!-- The HTTP APR connector. --> <Connector port="8080" protocol="org.apache.coyote.http11.Http11AprProtocol" enableLookups="false" redirectPort="8443" connectionTimeout="20000"/> <!-- HTTP NIO connector. --> <Connector port="8080" maxThreads="150" connectionTimeout="20000" redirectPort="8443" protocol="org.apache.coyote.http11.Http11NioProtocol"/> <!-- AJP JIO/APR connector, switched by setting LD_LIBRARY_PATH. --> <Connector port="8009" protocol="AJP/1.3" redirectPort="8443" /> <!-- AJP NIO connector. --> <Connector protocol="AJP/1.3" port="0" channelNioSocket.port="8009" channelNioSocket.maxThreads="150" channelNioSocket.maxSpareThreads="50" channelNioSocket.minSpareThreads="25" channelNioSocket.bufferSize="16384"/>
The APR code was enabled by using the HTTP APR connector configuration shown, plus
setting and exporting
LD_LIBRARY_PATH to a directory
containing libtcnative in the Tomcat JVM process's environment, and
then restarting Tomcat.
We built the APR connector like this:
# CFLAGS="-O3 -falign-functions=0 -march=athlon64 -mfpmath=sse -mmmx -msse -msse2 -mss e3 -m3dnow -mtune=athlon64" ./configure --with-apr=/usr/bin/apr-1-config --prefix=/opt/ tomcat/apr-connector # make && make install
We used the same
CFLAGS when building Apache
httpd and mod_jk. Here's how we built and
# cd tomcat-connectors-1.2.20-src/native # CFLAGS="-O3 -falign-functions=0 -march=athlon64 -mfpmath=sse -mmmx -msse -msse2 -mss e3 -m3dnow -mtune=athlon64" ./configure --with-apxs=/opt/httpd/bin/apxs
[lots of configuration output removed]# make && make install
This assumes that the root directory of the Apache httpd we built is /opt/httpd.
We built the APR connector, httpd, and mod_jk with GCC 4.1.1:
# gcc --version gcc (GCC) 4.1.1 20061011 (Red Hat 4.1.1-30) Copyright (C) 2006 Free Software Foundation, Inc. This is free software; see the source for copying conditions. There is NO warranty; not even for MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE.
We downloaded Apache httpd version 2.2.3 from http://httpd.apache.org and built it two different ways and benchmarked each of the resulting binaries. We built it for prefork MPM and worker MPM. These are different multithreading and multiprocess models that the server can use. Here are the settings we used for prefork and worker MPM:
# prefork MPM <IfModule prefork.c> StartServers 8 MinSpareServers 5 MaxSpareServers 20 ServerLimit 256 MaxClients 256 MaxRequestsPerChild 4000 </IfModule> # worker MPM <IfModule worker.c> StartServers 3 MaxClients 192 MinSpareThreads 1 MaxSpareThreads 64 ThreadsPerChild 64 MaxRequestsPerChild 0 </IfModule>
We disabled Apache httpd's common access log so that it would
not need to log anything per each request (just as we configured Tomcat). And, we turned
on Apache httpd's
KeepAlive On MaxKeepAliveRequests 100 KeepAliveTimeout 5
We enabled mod_proxy one of two ways at a time. First, for proxying via HTTP:
ProxyPass /tc http://127.0.0.1:8080/ ProxyPassReverse /tc http://127.0.0.1:8080/
Or, for proxying via AJP:
ProxyPass /tc ajp://127.0.0.1:8009/ ProxyPassReverse /tc ajp://127.0.0.1:8009/
And, we configured mod_jk by adding this to httpd.conf:
LoadModule jk_module /opt/httpd/modules/mod_jk.so JkWorkersFile /opt/httpd/conf/workers.properties JkLogFile /opt/httpd/logs/mod_jk.log JkLogLevel info JkLogStampFormat "[%a %b %d %H:%M:%S %Y] " JkOptions +ForwardKeySize +ForwardURICompat -ForwardDirectories JkRequestLogFormat "%w %V %T" JkMount /tc/* worker1
worker.list=worker1 worker.worker1.type=ajp13 worker.worker1.host=localhost worker.worker1.port=8009 worker.worker1.connection_pool_size=150 worker.worker1.connection_pool_timeout=600 worker.worker1.socket_keepalive=1
Of course, we enabled only one Apache httpd connector module at a time in the configuration.
We benchmarked two different types of static resource requests: small text files and 9k image files. For both of these types of benchmark tests, we set the server to be able to handle at least 150 concurrent client connections, and set the benchmark client to open no more than 149 concurrent connections so that it never attempted to use more concurrency than the server was configured to handle. We set the benchmark client to use HTTP keep-alive connections for all tests.
For the small text files benchmark, we're testing the server's ability to read the HTTP request and write the HTTP response where the response body is very small. This mainly tests the server's ability to respond fast while handling many requests concurrently. We set the benchmark client to request the file 100,000 times, with a possible maximum of 149 concurrent connections. This is how we created the text file:
echo 'Hello world.' > test.html
We copied this file into Tomcat's
ROOT webapp and
also into Apache httpd's document root directory.
Here is the ab command line showing the arguments we used for the small text file benchmark tests:
ab -k -n 100000 -c 149 http://192.168.1.2/test.html
We changed the requested URL appropriately for each test so that it made requests that would benchmark the server we intended to test each time.
For the 9k image files benchmark, we're testing the server's ability to serve a larger amount of data in the response body to many clients concurrently. We set the benchmark client to request the file 20,000 times, with a possible maximum of 149 concurrent connections. We specified a lower total number of requests for this test because the size of the data was larger, so we adjusted the number of requests down to compensate somewhat, but still left it high to place a significant load on the server. This is how we created the image file:
dd if=a-larger-image.jpg of=9k.jpg bs=1 count=9126
We chose a size of 9k because if we went much higher, both Tomcat and Apache
httpd would easily saturate our gigabit ethernet link between the
client machine and the server machine. Again, we copied this file into Tomcat's
ROOT webapp and also into Apache
httpd's document root directory.
Here is the ab command line showing the arguments we used for the small text file benchmark tests:
ab -k -n 20000 -c 149 http://192.168.1.2/20k.jpg
For each invocation of ab, we obtained the benchmark results by following this procedure:
Configure and restart the Apache httpd and/or Tomcat instances that are being tested.
Make sure the server(s) do not log any startup errors. If they do, fix the problem before proceeding.
Run one invocation of the ab command line to get the servers serving their first requests after the restart.
Run the ab command line again as part of the benchmark.
Make sure that ab reports that there were zero errors and zero non-2xx responses, when all requests are complete.
Wait a few seconds between invocations of ab so that the servers go back to an idle state.
Note the requests per second in the ab statistics.
Go back to step 4 if the requests per second change significantly; otherwise, this iteration's requests per second are the result of the benchmark. If the numbers continue to change significantly, give up after 10 iterations of ab, and record the last requests per second value as the benchmark result.
The idea here is that the servers will be inefficient for the first couple or few invocations of ab, but then the server software arrives at a state where everything is well initialized. The Tomcat JVM begins to profile itself and natively compile the most heavily used code for that particular use of the program, which further speeds response time. It takes a few ab invocations for the servers to settle into their more optimal runtime state, and it is this state that we should be benchmarking—the state the servers would be in if they were serving for many hours or days as production servers tend to do.
We ran the benchmarks and graphed the results data as bar charts, listing the web server configurations in descending performance order (one graph per test per computer). First, we look at how the machines did in the small text files benchmark (see Figure 4-3 and Figure 4-4).
Notice that Figure 4-3 and Figure 4-4 look very similar. On both machines, Tomcat standalone JIO is the fastest web server for serving these static text files, followed by APR, followed by NIO. The two build configurations of Apache httpd came in fourth and fifth fastest, followed by all of the permutations of Apache httpd connected to Tomcat via a connector module. And, dominating the slow end of the graphs is mod_jk.
It is also interesting to compare the requests per second results for one web server configuration on both graphs. The AMD64 laptop has one single core processor, and the EM64T has two single core processors; thus, if dual EM64T computer works efficiently, and if the operating system and JVM can effectively take advantage of both processors, the dual EM64T computer should be able to sustain slightly less than double the requests per second that the single processor AMD64 machine could. Of course, this assumes that the two processor models are equally fast at executing instructions; they may not be. But, comparing the results for the two computers, the same web server configuration on the dual EM64T computer does sustain nearly double the requests per second, minus a percent for the overhead of the two processors sharing one set of system resources, such as RAM, data and I/O buses, and so on. This one computer with two processors in it can handle nearly the same number of requests that two single processor computers can, and both Tomcat and Apache httpd are able to take advantage of that.
In Figure 4-5, you can see that on AMD64, Tomcat standalone JIO wins again, with Apache httpd worker MPM trailing close behind. In this benchmark, their performance is nearly identical, with Tomcat standalone APR in a very close third place. Tomcat standalone NIO is in fourth place, trailing a little behind APR. Apache httpd prefork MPM is fifth fastest again behind all of the Tomcat standalone configurations. Slower still are all of the permutations of Apache httpd connecting to Tomcat via connector modules. This time, we observed mod_jk perform about average among the connector modules, with some configurations of mod_proxy_http performing the slowest.
Figure 4-6 is somewhat different, showing that on the dual EM64T, Apache httpd edges slightly ahead of Tomcat standalone's fastest connector: JIO. The difference in performance between the two is very small—about 1 percent. This may hint that there is a difference in how EM64T behaves versus AMD64. It appears that Apache httpd is 1 percent faster than Tomcat on EM64T when serving the image files, at least on the computers we benchmarked. You should not assume this is the case with newer computers, as many hardware details change! Also, we observed all three Tomcat standalone connectors performing better than Apache httpd prefork in this set of benchmarks. The configurations where Apache httpd connects to Tomcat via a connector module were again the slowest performing configurations, with mod_jk performing the slowest.
Does the dual EM64T again serve roughly double the number of requests per second as the single processor AMD64 when serving the image files? No. For some reason, it's more like four times the number of requests per second. How could it be possible that by adding one additional processor, the computer can do four times the work? It probably can't. The only explanation we can think of is that something is slowing down the AMD64 laptop's ability to serve the image files to the processor's full potential. This isn't necessarily a hardware problem; it could be that a device driver in this version of the kernel is performing inefficiently and slowing down the benchmark. This hints that the benchmark results for the 9k image benchmark on the AMD64 computer may not be accurate due to a slow driver. However, this is the observed performance on that computer. Until and unless a different kernel makes it perform better, this is how it will perform. Knowing that, it is unclear whether Tomcat or Apache httpd is faster serving the 9k image files, although we would guess that the EM64T benchmark results are more accurate.
Here is a summary of the benchmark results, including some important stats:
Tomcat standalone was faster than Apache httpd compiled for worker MPM in all of our benchmark tests except the 9k image benchmark test on Intel 64-bit Xeon, and even in that benchmark, httpd was only 1 percent faster than Tomcat. We observed that Tomcat standalone JIO was almost always the fastest way to serve static resources. Tomcat served them between 3 percent and 136 percent faster than Apache httpd in our benchmarks—Tomcat standalone JIO was a minimum of 3 percent faster than Apache httpd (worker MPM) for 9k image files, except for the Intel 64-bit Xeon benchmark, where httpd appeared to perform 1 percent faster than Tomcat. But in the small files benchmark, Tomcat was a minimum of 99 percent faster than Apache httpd and a maximum of 136 percent faster than Apache httpd.
Apache httpd built to use worker MPM was the fastest configuration of Apache httpd we tested; Apache httpd built to use prefork MPM was slower than worker MPM in all of our standalone tests. We observed worker MPM serving a minimum of 0.4 percent faster than prefork MPM and a maximum of 26 percent faster than prefork MPM. There was almost no difference in performance between the two in our small text files benchmarks, but in the 9k image files benchmark, the difference was at least 22 percent.
Tomcat standalone (configured to use any HTTP connector implementation) was always faster than Apache httpd built and configured for prefork MPM; Tomcat standalone was a minimum of 21 percent faster than Apache httpd and a maximum of 30 percent faster than Apache httpd for 9k image files, and for small files Tomcat was a minimum of 103 percent faster than Apache httpd and a maximum of 136 percent faster than Apache httpd prefork MPM.
Apache httpd was quite a bit slower at serving small files. Tomcat standalone's JIO, APR, and NIO connectors were each faster than Apache httpd—Tomcat's JIO connector performed as much as 136 percent faster than Apache httpd's fastest configuration, Tomcat's APR connector performed 89 percent faster than Apache httpd, and Tomcat 6.0's NIO connector performed 25 percent faster than Apache httpd. In this common use case benchmark, Apache httpd dropped to fourth place behind all of Tomcat standalone's three HTTP connectors.
Serving Tomcat's resources through Apache httpd was very slow compared to serving them directly from Tomcat. When we compared the benchmark results between Tomcat standalone and Tomcat serving through Apache httpd via mod_proxy, Tomcat standalone consistently served at least 51 percent faster when using only Tomcat's JIO connector without Apache httpd. (including all three Apache httpd connector modules: mod_jk, mod_proxy_ajp, and mod_proxy_http). In the small text files benchmark, Tomcat standalone was a minimum of 168 percent faster than the Apache httpd to Tomcat configurations and a maximum of 578 percent faster! That's not a misprint—it's really 578 percent faster. For the 9k image files benchmark, Tomcat standalone was at least 51 percent faster and at most 274 percent faster.
AJP outperformed HTTP when using mod_proxy. The benchmark results show that mod_proxy_ajp was consistently faster than mod_proxy_http. The margin between the two protocols was as low as 1 percent and as high as 30 percent when using the same Tomcat connector design, but it was usually smaller, with mod_proxy_ajp averaging about 13 percent faster than mod_proxy_http.
Serving Tomcat's static resources through an Apache httpd connector module was never faster than serving the same static resources through just Apache httpd by itself. The benchmark results of serving the resources through an httpd connector module (from Tomcat) were always somewhat slower than just serving the static resources straight from Apache httpd. This means that benchmarking Apache httpd standalone will tell you a number slightly higher than the theoretical maximum that you could get by serving the same resource(s) through an httpd connector module. This also means that no matter how performant Tomcat is, serving its files through Apache httpd throttles Tomcat down so that Tomcat is slower than Apache httpd.
mod_jk was not faster than mod_proxy, except in the 9k image benchmark and then only on AMD64. In our tests, serving Tomcat's resources through Apache httpd via mod_jk was only faster than using mod_proxy on the AMD64 laptop and only in the 9k image benchmark. In all the other benchmarks, mod_jk was slower than mod_proxy_ajp.
How is it possible for pure-Java Tomcat to serve static resource faster than Apache httpd? The main reason we can think of: because Tomcat is written in Java and because Java bytecode can be natively compiled and highly optimized at runtime, well-written Java code can run very fast when it runs on a mature Java VM that implements many runtime optimizations, such as the Sun Hotspot JVM. After it runs and serves many requests, the JVM knows how to optimize it for that particular use on that particular hardware. On the other hand, Apache httpd is written in C, which is completely compiled ahead of runtime. Even though you can tell the compiler to heavily optimize the binaries, no runtime optimizations can take place. So, there is no opportunity with Apache httpd to take advantage of the many runtime optimizations that Tomcat enjoys.
Another potential reason Tomcat serves the web faster than Apache httpd is that every release of Sun's JVM seems to run Java code faster, which has gone on for many release cycles of their JVM. That means that even if you're not actively changing your Java program to perform better, it will likely keep improving every time you run it on a newer, faster JVM if the same progress on JVM performance continues. This does, however, make the assumption that newer JVMs will be compatible enough to run your Java program's bytecode without any modifications.
In this benchmark, we tested the web server's performance when serving HTTP. We did not benchmark HTTPS (encrypted HTTP). The performance characteristics are probably significantly different between HTTP and HTTPS because with HTTPS, both the server and the client must encrypt and decrypt the data in both directions over the network. The overhead caused by the encryption slows down the requests and responses to varying degrees on different implementations of the crypto code. We have not benchmarked the HTTPS performance of the above web server configurations. Without benchmarking it, many believe that Apache httpd's HTTPS performance is higher than that of Tomcat, and usually people base that belief on the idea that C code is faster than Java code. Our HTTP benchmark disproves that in three out of our four benchmark scenarios, and the fourth one is not significantly better on the C side. We do not know which web server configuration would be fastest serving HTTPS without benchmarking them. But, if either the C encryption code or the Java encryption code is the fastest—by a significant margin—Tomcat implements both because you can configure the APR connector to use OpenSSL for HTTPS encryption, which is the same C library that Apache httpd uses.
We could have benchmarked other metrics such as throughput; there are many more interesting things to learn by watching any particular metric that ab reports. For this benchmark, we define greater performance to mean a higher number of requests per second being handled successfully (a 2xx response code).
We could have benchmarked other static file sizes, including files larger than 9k in size, but with files as large as 100k, all of the involved server configurations saturate the bandwidth of a megabit Ethernet network. This makes it impossible to measure how fast the server software itself could serve the files because the network was not fast enough. For our test, we did not have network bandwidth greater than 1 Mb Ethernet.
We could have tested with mixed file sizes per HTTP request, but what mixture would we choose, and what use case would that particular mixture represent? The results of benchmarks such as these would only be interesting if your own web traffic had a similar enough mixture, which is unlikely. Instead, we focused on benchmarking two file sizes, one file size per benchmark test.
We could have tested with a different number of client threads, but 150 threads is the default (as of this writing) on both Tomcat and Apache httpd, which means many administrators will use these settings—mainly due to lack of time to learn what the settings do and how to change them in a useful way. We ended up raising some of the limits on the Apache httpd side to try to find a way to make httpd perform better when the benchmark client sends a maximum of 149 concurrent requests; it worked.
There are many other things we could have benchmarked and many other ways we could have benchmarked. Even covering other common use cases is beyond the scope of this book. We're trying to show only one example of a benchmark that yields some useful information about how the performance of Tomcat's web server implementations compares with that of Apache httpd in a specific limited environment and for specific tests.
 * There is also the server-side approach, such as running Tomcat under a Java profiler to optimize its code, but this is more likely to be interesting to developers than to administrators.
 * Siege is not able to test with keep-alive connections turned on—a feature that siege is missing, at least as of this writing. This means that using siege, you cannot perform the highest performance benchmark testing, although siege also implements other types of testing that ab does not implement, such as regression testing and an "" mode, where it can generate randomized client requests to more closely simulate real web traffic.