Clearing and Settlement of Derivatives

Appendix 6

FSA derivatives

and warrants

risk warning

Warrants and derivatives risk warning notice (E)

E

Table This table belongs to  COB 5.4.6 E.

This notice is provided to you, as a private customer, in compliance with

the rules of the Financial Services Authority (FSA). Private customers are

afforded greater protections under these rules than other customers are

and you should ensure that your firm tells you what this will mean to you.

This notice cannot disclose all the risks and other significant aspects of

warrants* and/or derivative* products such as futures*, options*, and

contracts for differences* (* delete as appropriate). ...