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Learn Algorithmic Trading
book

Learn Algorithmic Trading

by Sebastien Donadio, Sourav Ghosh
November 2019
Beginner content levelBeginner
394 pages
10h 31m
English
Packt Publishing
Content preview from Learn Algorithmic Trading

Regulation violation risks

The other risk that isn't everyone's first thought has to do with making sure that algorithmic trading strategies are not violating any regulatory rules. Failing to do so often results in astronomical fines, massive legal fees, and can often get participants banned from trading from certain or all exchanges. Since setting up successful algorithmic trading businesses are multi-year, multi-million dollar ventures, getting shut down due to regulatory reasons can be crushing. The SEC (https://www.sec.gov/), FINRA (https://www.finra.org/), and CFTC (https://www.cftc.gov/) are just some of many regulatory governing bodies watching over algorithmic trading activity in equity, currency, futures, and options markets.

These ...

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Publisher Resources

ISBN: 9781789348347Supplemental Content