December 2016
Intermediate to advanced
232 pages
5h 55m
English
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04
Legislative/regulatory risk and the role of legal and compliance
Introduction
Legislative/regulatory risk is a top priority for firms in financial services (Whalley, 2016). The pressure on businesses to operate transparently within the rule of law, and the remit of regulators, has increased greatly since the financial crisis. Failure to comply with law and regulation carries serious consequences, but compliance is not an exact science. Because the law is intensely moral in its goals, the way it is applied is complex and open to interpretation, particularly across different jurisdictions.
These complexities are one reason legislative and regulatory risk management is a resource-intensive and costly activity. The law is voluminous, as well as ...
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I'm always learning. So when I got on to O'Reilly, I was like a kid in a candy store. There are playlists. There are answers. There's on-demand training. It's worth its weight in gold, in terms of what it allows me to do.