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Rogues of Wall Street
book

Rogues of Wall Street

by Andrew Waxman
May 2017
Intermediate to advanced
240 pages
6h 32m
English
Wiley
Content preview from Rogues of Wall Street

Index

A

  • Activity periods, nondetection (duration reduction)
  • Acts of God risk
  • Adoboli, Kweku
  • Advisory services
  • AIG, bailout
  • AIG-like scenario, risk levels (growth)
  • Algorithmic data mining
  • Algorithms
    • deployment
    • problems
  • American Revolution
  • Anchoring
    • bias
    • example
  • Anti-money laundering (AML)
    • battle, winning
    • controls
      • enforcement, failure
      • oversight
    • failures, fines (imposition)
    • legislature/regulations
    • procedures, following (failure)
    • program, effectiveness
    • regulations
    • regulator fines, example
    • risk, example
  • Arthur Andersen, problems
  • Artificial intelligence (AI)
    • tool, policy document usage
  • Asset management
    • arm, growth
    • example
  • Asset managers, pension funds middlemen
  • Assets, changes
  • Associated Press (AP) Twitter account, hack
  • Asymmetric compensation structures
  • Authority, national systems
  • Avian flu (N7N9 virus)
  • Awareness, culture (maintenance)

B

  • Back-office systems, access
  • Balance sheet, size
  • Bankers, conflicts (minimization)
  • Banking secrecy, violation
  • Banks
    • assessment types
    • checks/balances, review
    • data leverage
    • data storage review
    • employees, knowledge
    • fraud detection methods/procedures review
    • global banks
      • compliance
      • pre-transaction screening, implementation challenges
    • human resources model
    • IT network, security
    • risk management
    • secrecy laws
    • trading team, Rogue Trading entrant
    • VaR limit
  • Bank Secrecy Act (BSA), passage
  • Barclays
    • chart room/coded language, usage
    • fixed-income trading footprint reduction
    • operational risk events
  • Baring Capital
  • Barings
  • Barings (investment ...
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Publisher Resources

ISBN: 9781119380146Purchase book