Index

A

  • Activity periods, nondetection (duration reduction)
  • Acts of God risk
  • Adoboli, Kweku
  • Advisory services
  • AIG, bailout
  • AIG-like scenario, risk levels (growth)
  • Algorithmic data mining
  • Algorithms
    • deployment
    • problems
  • American Revolution
  • Anchoring
    • bias
    • example
  • Anti-money laundering (AML)
    • battle, winning
    • controls
      • enforcement, failure
      • oversight
    • failures, fines (imposition)
    • legislature/regulations
    • procedures, following (failure)
    • program, effectiveness
    • regulations
    • regulator fines, example
    • risk, example
  • Arthur Andersen, problems
  • Artificial intelligence (AI)
    • tool, policy document usage
  • Asset management
    • arm, growth
    • example
  • Asset managers, pension funds middlemen
  • Assets, changes
  • Associated Press (AP) Twitter account, hack
  • Asymmetric compensation structures
  • Authority, national systems
  • Avian flu (N7N9 virus)
  • Awareness, culture (maintenance)

B

  • Back-office systems, access
  • Balance sheet, size
  • Bankers, conflicts (minimization)
  • Banking secrecy, violation
  • Banks
    • assessment types
    • checks/balances, review
    • data leverage
    • data storage review
    • employees, knowledge
    • fraud detection methods/procedures review
    • global banks
      • compliance
      • pre-transaction screening, implementation challenges
    • human resources model
    • IT network, security
    • risk management
    • secrecy laws
    • trading team, Rogue Trading entrant
    • VaR limit
  • Bank Secrecy Act (BSA), passage
  • Barclays
    • chart room/coded language, usage
    • fixed-income trading footprint reduction
    • operational risk events
  • Baring Capital
  • Barings
  • Barings (investment ...

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