November 2015
Beginner
400 pages
11h 51m
English
Content preview from Essential Strategies for Financial Services Compliance, 2nd Edition
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List of Abbreviations
The following provides a list of the main abbreviations used in this book.
| 3ML | Third Money Laundering Directive 2005 |
| ABFA | Asset Based Finance Association |
| ACD | Authorized Corporate Director |
| ADR | American Depositary Receipt |
| AIC | Association of Investment Companies |
| AIM | Alternative Investment Market |
| AML | Anti-Money Laundering |
| APER | The FSA's Approved Persons Sourcebook |
| ARA | Asset Recovery Agency |
| ARROW | Advanced Risk Response Operating Framework |
| ATCSA | Anti-Terrorism, Crime and Security Act |
| ATS | Alternative Trading System |
| Basel I | BCBS Capital Accord 1988 |
| Basel II | BCBS Revised Capital Adequacy Framework 2004 |
| BBA | British Bankers Association |
| BCBS | Basel Committee on Banking Supervision |
| BCD | Banking Consolidation Directive |
| BCSB | Banking Code Standard Board |
| BIMBO | Combination of a management buy-in and buy-out |
| BIS | Bank for International Settlements |
| BOE | Bank of England |
| BVCA | British Venture Capital Association |
| CA 06 | Companies Act 2006 |
| CARD | Consolidated Admissions and Reporting Directive 2001 |
| CASS | The FSA's Client Assets Sourcebook |
| CC | Competition Commission |
| CCA | Consumer Credit Act 1974 or 2006 |
| CCARs | Consumer Credit (Advertisements) Regulations 2004 |
| CD | Certificate of Deposit |
| CDS | Credit Default Swap |
| CEBS | Committee of European Banking Supervisors |
| CEO | Chief Executive Officer |
| CESR | Committee of European Securities Regulators |
| CFO | Chief Financial Officer |
| CI | Compliance Institute |
| CJA | Criminal Justice Act 1993 |
| COAF ... |
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