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Essential Strategies for Financial Services Compliance, 2nd Edition
book

Essential Strategies for Financial Services Compliance, 2nd Edition

by Annie Mills, Peter Haines
November 2015
Beginner content levelBeginner
400 pages
11h 51m
English
Wiley
Content preview from Essential Strategies for Financial Services Compliance, 2nd Edition

List of Abbreviations

The following provides a list of the main abbreviations used in this book.

3ML Third Money Laundering Directive 2005
ABFA Asset Based Finance Association
ACD Authorized Corporate Director
ADR American Depositary Receipt
AIC Association of Investment Companies
AIM Alternative Investment Market
AML Anti-Money Laundering
APER The FSA's Approved Persons Sourcebook
ARA Asset Recovery Agency
ARROW Advanced Risk Response Operating Framework
ATCSA Anti-Terrorism, Crime and Security Act
ATS Alternative Trading System
Basel I BCBS Capital Accord 1988
Basel II BCBS Revised Capital Adequacy Framework 2004
BBA British Bankers Association
BCBS Basel Committee on Banking Supervision
BCD Banking Consolidation Directive
BCSB Banking Code Standard Board
BIMBO Combination of a management buy-in and buy-out
BIS Bank for International Settlements
BOE Bank of England
BVCA British Venture Capital Association
CA 06 Companies Act 2006
CARD Consolidated Admissions and Reporting Directive 2001
CASS The FSA's Client Assets Sourcebook
CC Competition Commission
CCA Consumer Credit Act 1974 or 2006
CCARs Consumer Credit (Advertisements) Regulations 2004
CD Certificate of Deposit
CDS Credit Default Swap
CEBS Committee of European Banking Supervisors
CEO Chief Executive Officer
CESR Committee of European Securities Regulators
CFO Chief Financial Officer
CI Compliance Institute
CJA Criminal Justice Act 1993
COAF ...
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Publisher Resources

ISBN: 9781118906132Purchase book