November 2015
Beginner
400 pages
11h 51m
English
Content preview from Essential Strategies for Financial Services Compliance, 2nd Edition
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Praise for the First Edition
“Essential Strategies is an essential read for all in the financial services industry. It clearly shows how good compliance enhances the business and is a key player in the strategy for a successful financial services organisation.”
Angela Knight, Chief Executive, British Bankers Association
“Written by a compliance officer, this book is packed with sharp insights on how financial services regulation and compliance work. Here is an unputdownable read for everybody who wants to understand the City and its scandals. The best book on the City I've read in years.”
Alexander Davidson, Writer and Consultant, Complinet
“There are very few books aimed at budding compliance officers, as opposed to compliance-focused lawyers and so this book provides a welcome and useful addition. Its mixture of practical advice on how to identify and organise the role and responsibilities of the compliance officer, together with reference to key areas of legislation and regulation should make it invaluable to novices and seasoned practitioners alike.”
Andrew Hall, Head of Educational Development, Securities & Investment Institute
“This is an honest and very digestible account of the Life and Times of a modern day Compliance Officer that will receive empathy from seasoned compliance folks and serve as an excellent primer for those considering the role, or just starting in the industry.”
Alex Viall, Co-Founder, Complinet
“Annie Mills' book is an essential read for anyone contemplating ...
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I’ve been on the O’Reilly platform for more than eight years. I use a couple of learning platforms, but I'm on O'Reilly more than anybody else. When you're there, you start learning. I'm never disappointed.Amir M.
I'm always learning. So when I got on to O'Reilly, I was like a kid in a candy store. There are playlists. There are answers. There's on-demand training. It's worth its weight in gold, in terms of what it allows me to do.