November 2015
Beginner
400 pages
11h 51m
English
Content preview from Essential Strategies for Financial Services Compliance, 2nd Edition
Become an O’Reilly member and get unlimited access to this title plus top books and audiobooks from O’Reilly and nearly 200 top publishers, thousands of courses curated by job role, 150+ live events each month,
O’Reilly covers everything we've got, with content to help us build a world-class technology community, upgrade the capabilities and competencies of our teams, and improve overall team performance as well as their engagement.I wanted to learn C and C++, but it didn't click for me until I picked up an O'Reilly book. When I went on the O’Reilly platform, I was astonished to find all the books there, plus live events and sandboxes so you could play around with the technology.I’ve been on the O’Reilly platform for more than eight years. I use a couple of learning platforms, but I'm on O'Reilly more than anybody else. When you're there, you start learning. I'm never disappointed.I'm always learning. So when I got on to O'Reilly, I was like a kid in a candy store. There are playlists. There are answers. There's on-demand training. It's worth its weight in gold, in terms of what it allows me to do.
Foreword to the First Edition
Anti-money laundering and counter-terrorist financing programmes operating inside UK financial institutions today must rely upon the skills of their in-house compliance officers. These individuals are the gatekeepers of our financial world, and they must have the tools to allow them to properly discharge their duties and responsibilities. They must also promote an ethical compliance culture that seeks solutions.
Unfortunately, most compliance manuals in the marketplace today are outdated upon publication, and are generally uninspiring, as well as difficult, especially to the novice compliance trainee. This book seeks to demystify the complex world of anti-money laundering compliance by detailing for the reader the procedures and skills one must master, as well as to offer practical business solutions for regulatory problems. It is the reference guide we always wanted to have when the tough questions arose.
The first-person stories demonstrate that the author has clearly been a front-line compliance professional, and her positive approach to coping with the day-to-day tactical problems of compliance should be an example to the readers.
Keep this book handy, for there will be times when, at 4:30 on a Friday afternoon, you require the right answer, on a real-time basis, to a major compliance problem; Depend on it.
Kenneth Rijock
Financial Crime Consultant for World-Check
Become an O’Reilly member and get unlimited access to this title plus top books and audiobooks from O’Reilly and nearly 200 top publishers, thousands of courses curated by job role, 150+ live events each month,
and much more.
Read now
Unlock full access
More than 5,000 organizations count on O’Reilly
O’Reilly covers everything we've got, with content to help us build a world-class technology community, upgrade the capabilities and competencies of our teams, and improve overall team performance as well as their engagement.Julian F.
I wanted to learn C and C++, but it didn't click for me until I picked up an O'Reilly book. When I went on the O’Reilly platform, I was astonished to find all the books there, plus live events and sandboxes so you could play around with the technology.Addison B.
I’ve been on the O’Reilly platform for more than eight years. I use a couple of learning platforms, but I'm on O'Reilly more than anybody else. When you're there, you start learning. I'm never disappointed.Amir M.
I'm always learning. So when I got on to O'Reilly, I was like a kid in a candy store. There are playlists. There are answers. There's on-demand training. It's worth its weight in gold, in terms of what it allows me to do.