March 2011
Beginner
192 pages
4h 30m
English
Index
Account holder, rights
Adams, Henry
Adams, Jr., Charles Francis
Advisors
Africa, exchanges
After the Trade Is Made (Weiss)
Agency
Agent bank, custodial client
Agent-lending bank, broker-dealer securities borrowing
Ahamed, Liaquat
Alternative Investment Fund Managers (AIFM) Directive
features, controversy
American International Group (AIG), failure
Anti-money laundering, case study
Anti-Money Laundering Best Practices (SIFMA)
Anti-Terrorism, Crime and Security Act (2001)
Argentina
anti-money laundering, case study
Banco Central de la República Argentina (BCRA)
Argentina currency
controls
convertibility, difficulty
Asia
exchanges
stock trades, board lots (usage)
markets, daylight saving time (absence)
securities markets, unification efforts
Assets, hedge fund consolidation
Atack, Jeremy
Attorney-at-law, role
Attorney-in-fact, role
Australia
daylight saving time, usage
investor protection insurance
Australian Stock Exchange (ASX), CFD trading
Backwardation
Bahrain, foreign ownership limits
Balen, Malcolm
Banco Central de la República Argentina (BCRA)
Bangladesh, passenger markets
case study
Bank for International Settlements, assessment
Banking Act of 1933
Bank of England
Bank of International Settlements (BIS)
capital adequacy impact
financial stability
function
Banks
affiliates, securities involvement
credit, extension (impact)
Euroclear members
failures
general creditors, rights
insolvency
risk, mitigation
securities transaction recommendations
Bank Secrecy Act
Basel Committee ...
