March 2011
Beginner
192 pages
4h 30m
English
Content preview from Global Securities Markets: Navigating the World's Exchanges and OTC Markets
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THE FOUR HORSEMEN OF INTERNATIONAL COMPLIANCE
The following four items reflect the primary areas of concern for the international compliance departments of U.S. broker-dealers:
1. Foreign Exchange Controls
2. Laws of Inheritance
3. Tax Reporting
4. The U.S. Non-Resident Alien Transfer Tax
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