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The AMA Handbook of Due Diligence by Andrew J. Sherman, William M. Crilly

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ENTITY Form 6-04
REF.
PREPARED BY REVIEWED BY
REVISION DATE SECTION PAGE
78
CORPORATE ORGANIZATION
ORGANIZATION CHART
ENTITY Form 6-05
79
REF.
PREPARED BY REVIEWED BY
REVISION DATE SECTION PAGE
CORPORATE MANAGEMENT RESUMES
NAME POSITION
ENTITY Form 6-06
REF.
PREPARED BY REVIEWED BY
REVISION DATE SECTION PAGE
80
RECENT COMPENSATION HISTORY OF CORPORATE MANAGEMENT PERSONNEL
NAME LAST YEAR’S
SALARY
LAST YEAR’S
CASH BONUS
LAST YEAR’S
TOTAL
COMPENSATION
CURRENT
ANNUAL
SALARY
$ $ $ $
Totals
NAME LAST YEAR’S
DEFERRED
COMPENSATION
LAST YEAR’S
STOCK
OPTIONS
LAST YEAR’S
WARRANT
AWARDS
OTHER
NONCASH
COMPENSATION
$ shrs. shrs.
Totals
ENTITY Form 6-07
81
REF.
PREPARED BY REVIEWED BY
REVISION DATE SECTION PAGE
NOTES
COMPANY SECURITY HOLDINGS OF CORPORATE MANAGEMENT PERSONNEL
NAME SHARES OF
COMMON
STOCK
CURRENTLY
HELD
PERCENT OF
COMMON
STOCK
CURRENTLY
HELD
OPTIONS AND
WARRANTS
CURRENTLY
HELD
OTHER ENTITY
SECURITIES
HELD
(See Notes)
Totals
ENTITY Form 6-08
REF.
PREPARED BY REVIEWED BY
REVISION DATE SECTION PAGE
82
ORGANIZATION AND MANAGEMENT INFORMATION REQUESTS
ITEM PERIOD
REQUESTED
DATE RECEIVED
Set of organization charts Current
Set of position descriptions Current
Entity telephone directory Current
Document(s) defining authority and responsibilities of Board of
Directors and its committees
Current
Employment agreements Current
Stock option and warrant award agreements Current
Incentive compensation agreements Current
Management succession plan Current
Corporate business/development plans Last three years
Corporate goals and objectives (1) Last three years
Corporate performance reports Last three years
Corporate policies and procedures manual(s) Current
Description of management committees and their charters Current
Note: (1) If not defined in business/development plans.

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