Index

A

  • account statements
  • accredited investors, 35, 62, 274, 311, 328
  • accretion, 260–262
  • accrual bonds, 93
  • accrued interest, 84–86, 307, 324
  • accumulation units, 161
  • Achieving a Better Life Experience (ABLE) accounts, 115
  • acid-test (quick) ratio, 229
  • active (earned) income, 254
  • additional bonds test, 104
  • adjustable preferred stock, 73, 319, 337
  • ad-valorem taxes, 102, 109, 320, 338
  • advance refunding, 107
  • advance-decline ratio, 234
  • advertising rules and regulations, 115, 119, 121, 165, 281, 314, 331, 361, 378
  • advisory accounts, 276
  • aftermarket (secondary market), 238
  • age-based funds, 151
  • agency securities, 91–92
  • agency transactions, 242, 296
  • agents (brokers), 241–242
  • aggressive growth company, 32
  • aggressive investment strategy, 224
  • all-or-none (AON) orders, 56, 112, 247, 316, 334
  • alpha measurement, 223
  • alternative minimum tax (AMT), 103, 255
  • alternative orders, 247
  • alternative trading system (ATS), 251
  • American Depositary Receipts (ADRs), 74, 313, 330
  • American style-options, 208, 210
  • Americans with Disabilities Act (ADA) candidates, 11
  • amortization, 262
  • annual reports, 233
  • annuities. See also names of specific annuities
    • death benefit, 162
    • early withdrawal penalty, 162
    • fees, 161
    • mortality guarantee, 162
    • overview, 159
    • pay-in phase, 161
    • payout options, 162
    • surrender value, 163
  • anti-dilution, 76
  • antifraud provisions, 64
  • arbitrage, 90, 243
  • assets, 222–223, 228
  • assumed interest rate (AIR), ...

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