September 2011
Intermediate to advanced
1008 pages
24h 27m
English
Records management involves a complex and varying set of requirements, depending on your business industry, degree of secrecy, and audit requirements. Because business is done by e-mail these days, there are many reasons to maintain complete and full business records.
Although every business undoubtedly has differing requirements, a good example of this is current requirements in place for financial services firms. Rules such as the National Association of Securities Dealers (NASD) Conduct Rule 3010/3110 require that financial security firms establish written procedures for the review of incoming and outgoing written and electronic correspondence (e-mail). Additionally, they must be able to produce evidence ...